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| Pathway Capital Management, LLC |
2211 Michelson Drive, 9th Floor
Irvine, CA 92612
www.pathwaycapital.com
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9001734
949 622-1000
FAX: 949 622-1010
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| Firm Category: Advisor (Investment Manager) |
| General Email: | mail@pathwaycapital.com |
# of Professional Employees: | 58 |
| SEC Federal File #: | 801-54251 |
Federal Registration Date: | 4/11/1997 |
| Firm is registered with SEC: | Y | | |
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| Assets under Management |
Assets |
# of Clients |
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| Tax-Exempt |
$21,570,000 |
30 |
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| Taxable |
$1,466,000 |
6 |
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| Total |
$23,036,000 |
36 |
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| 95.00% Individually Managed, 5.00% Commingled |
| 92.00% Discretionary, 8.00% Non-Discretionary |
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| All assets in thousands of dollars |
| Valuation Date: 6/30/2009 |
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| Tax-exempt Clients |
Assets(000's) |
Client |
|
Description |
| Corporate |
$4,361,000 |
10 |
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| Public |
$16,347,000 |
16 |
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| Union |
$190,000 |
1 |
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| Other1 |
$672,000 |
3 |
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| Taxable Clients |
Assets(000's) |
Client |
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Description |
| Insurance Cos |
$699,000 |
2 |
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| Other1 |
$135,000 |
1 |
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Corporate |
| Other2 |
$632,000 |
3 |
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| Asset Mix |
| Asset Type |
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Pct. |
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| Private Equity |
Tax-Exempt |
100.00% |
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| Private Equity |
Taxable |
100.00% |
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| Ms. Karen J. Jakobi | | Senior Managing Director & Chief Investment Officer |
| | Job Function: Senior Investment Officer, Tax-exempt Portfolio Manager |
| Specialty: Private Placements | |
| Mr. Douglas K. Le Bon | | Senior Managing Director |
| | Job Function: Senior Investment Officer, Tax-exempt Portfolio Manager |
| Specialty: Private Placements | |
| James R. Chambliss | | Managing Director |
| | Job Function: Investment Officer |
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| Mr. Albert M. Clerc | | Senior Managing Director |
| | Job Function: Investment Officer, Tax-exempt Portfolio Manager |
| Specialty: Private Placements | |
| Mr. James E. Heath | | Managing Director |
| 44-20 7438-9700 | | Job Function: Investment Officer |
| Specialty: Private Placements | |
| Mr. Thomas W. Laders | | Managing Director |
| 401 589-3400 | | Job Function: Investment Officer |
| Specialty: Private Placements | |
| Terrence G. Melican | | Managing Director |
| | Job Function: Investment Officer |
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| Mr. James H. Reinhardt | | Senior Managing Director |
| | Job Function: Investment Officer, Tax-exempt Portfolio Manager |
| Specialty: Private Placements | |
| George Sands | | Senior Vice President |
| | Job Function: In charge of Business Development, Maintains Firm's Consultant Relationships |
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| John C. Capaldi | | Senior Vice President |
| 44-20 7438 9700 | | Job Function: Maintains Firm's Consultant Relationships, Client Contact at Branch Offices |
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| Investment Advisory Services | Asset Manager, Alternative Assets, Fund of funds Manager |
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| Investment Counsel Services | LBO's; Limited Partnerships; Private Placements; Venture Capital; Other Specialized; Secondaries, Distressed Debt |
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Investment Style & Fee Schedule
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| Investment Style |
Pathway is a full-service private equity advisor/manager. Our opportunistic investment approach, combined with extensive deal flow and exhaustive due diligence, enables us to select the highest-quality leveraged buyout, venture capital, and other private equity limited partnerships for investment. |
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| Research: | 100% from In-house Sources |
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| GIPS performance standards, Y/N: Y |
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| Address | | 1300 Division Road, The Gardens OfficePark II, Suite 305, West Warwick, RI, 02893 |
| | 401 589-3400, Fax: 401 541-7246 |
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| Address | | 15 Bedford Street, London, WC2E 9HE, England |
| | 44-20 7438-9700, Fax: 44-20 7240-9496 |
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| Contact |
Job Title |
Phone |
Email |
| John C. Capaldi | Senior Vice President | 44-20 7438 9700 | |
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