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Artio Global Management, LLC
330 Madison Avenue, 12th Floor
New York, NY 10017
www.artioglobal.com
9009276
212 297-3600
FAX: 212 557-7839

General Information
Firm Category:   Advisor (Investment Manager)
  # of Professional Employees: 196
SEC Federal File #: 801-18766 Federal Registration Date: 4/13/1983
Firm is registered with SEC: Y   
Assets under Management Assets # of Clients  
Tax-Exempt $21,975,806 101  
Taxable $24,850,496 29  
Total $46,826,302 130  

30.34% Individually Managed, 69.66% Commingled
100.00% Discretionary
All assets in thousands of dollars
Valuation Date: 6/30/2009

Asset Detail
Tax-exempt Clients Assets(000's) Client   Description
Corporate $4,173,968 33  
Public $7,627,369 35  
Union $971,314 8  
Foundation $655,668 5  
Endowment $229,666 3  
Other1 $7,252,949 9   Commingled Funds
Other2 $1,064,872 8  
Taxable Clients Assets(000's) Client   Description
Mutual Funds $24,554,213 24  
Other1 $264,965 4   Corporate Taxable
Other2 $31,318 1  
Mutual Fund Details
Mutual Fund Assets: $25,366,588
    % of mutual funds in Equity Funds 94.16%
    % of mutual funds in Bond Funds 5.84%
Asset Mix
Asset Type Pct.  
Emerging Markets Equities Tax-Exempt 0.01%  
European Equities Tax-Exempt 0.28%  
Global Equities Tax-Exempt 1.81%  
International Equities (unspecified) Tax-Exempt 84.23%  
Bonds (unspecified) Tax-Exempt 10.81%  
High Yield Bonds Tax-Exempt 2.72%  
Global Balanced Tax-Exempt 0.14%  
 
Global Equities Taxable 0.32%  
International Equities (unspecified) Taxable 84.44%  
Micro Cap Equities Taxable 0.16%  
Mid Cap Equities Taxable 0.02%  
Small Cap Equities Taxable 0.03%  
Bonds (unspecified) Taxable 9.30%  
High Yield Bonds Taxable 5.71%  
US Multi-Cap Taxable 0.02%  

Contacts
Mr. Richard Pell Chief Executive Officer & Chief Investment Officer
Job Function:  Senior Investment Officer, President / CEO, Director of Research, International Portfolio Manager, Mutual Fund Portfolio Manager, Equity Portfolio Manager, Fixed Income Portfolio Manager
Year Hired:   1995
Specialty:   Director of Research, International Equities
Mr. Rudolph-Riad Younes CFAHead of International Equities
Job Function:  Investment Officer, International Portfolio Manager, Mutual Fund Portfolio Manager, Equity Portfolio Manager
Year Hired:   1991
Specialty:   International Equities
Mr. Glen Wisher President
Job Function:  President / CEO
Year Hired:   1995
Ms. Brigid E. Flanagan Director of Institutional Investments
212 297-3851Job Function:  Client Contact / Marketing Officer, Maintains Firm's Consultant Relationships
Year Hired:   2001
Mr. Jeffrey Horbal Director of Institutional Investments
Job Function:  Client Contact / Marketing Officer, Maintains Firm's Consultant Relationships, Client Contact at Branch Offices
Year Hired:   2006
Mr. Melvin Lindsey CFADirector of Institutional Investments
310 282-0200Job Function:  Client Contact / Marketing Officer, Maintains Firm's Consultant Relationships, Client Contact at Branch Offices
Year Hired:   2002
Mr. Barney Walker Director of Institutional Investments
212 297-3829Job Function:  Client Contact / Marketing Officer, Maintains Firm's Consultant Relationships
Year Hired:   2002
Mr. Paul Franchi Head of Advisory Services
212 297-3978Job Function:  In charge of Business Development
Year Hired:   2003
Ms. Michele Hennessy First Vice President & Director of Broker Dealer Business
248 265-7704Job Function:  In charge of Business Development
Year Hired:   2005
Mr. Donald Delano First Vice President & Chief Compliance Officer
Job Function:  Compliance Officer
Year Hired:   2004
Mr. Frank Harte Chief Financial Officer
Job Function:  Treasurer / Chief Financial Officer
Mr. Henk Boxce Senior Vice President & General Counsel
Job Function:  General Counsel
Year Hired:   2000
Ms. Maria Reed Business Analyst
Job Function:  Obtains Portfolio Mgmt Software
Year Hired:   2004
Mr. Craig Giunta Vice President & Head of Fund Operations
Job Function:  Director of Operations
Year Hired:   2001
ISS
Job Function:  Person Responsible for Proxy Voting
Mr. Prasad Nanisetty Head of Risk Management
Job Function:  Responsible for Investment Risk Management
Year Hired:   2004
Ms. Elyse Tarnofsky Head of Portfolio Administration
Job Function:  Portfolio Administrator
Year Hired:   2000
Mr. Andrew Barker Senior Portfolio Manager-International Equity
Job Function:  International Portfolio Manager, Equity Portfolio Manager
Year Hired:   2004
Specialty:   International Equities
Ms. Lynn J. Chen Senior Portfolio Manager-Total Return Bond Fund Strategy
Job Function:  International Portfolio Manager, Mutual Fund Portfolio Manager, Equity Portfolio Manager, Fixed Income Portfolio Manager
Specialty:   International Equities
Ms. Regina Ewers Portfolio Manager & Analyst-International Equity
Job Function:  International Portfolio Manager, Mutual Fund Portfolio Manager, Equity Portfolio Manager, Research Analyst
Specialty:   International Equities
Mr. Brett Gallagher Deputy Chief Investment Officer & Senior Portfolio Manager
Job Function:  International Portfolio Manager, Mutual Fund Portfolio Manager, Equity Portfolio Manager
Specialty:   International Equities
Mr. Stefano Galli Senior Portfolio Manager-International Equities
Job Function:  International Portfolio Manager, Mutual Fund Portfolio Manager, Equity Portfolio Manager
Specialty:   International Equities
Mr. Dimitre Genov Portfolio Manager/Analyst-International Equities
Job Function:  International Portfolio Manager, Mutual Fund Portfolio Manager, Equity Portfolio Manager
Year Hired:   2009
Specialty:   International Equities
Mr. Brian Holland Portfolio Manager-International Equities
Job Function:  International Portfolio Manager, Mutual Fund Portfolio Manager, Equity Portfolio Manager
Year Hired:   2008
Specialty:   International Equities
Mr. Svetlin Krastev CFAPortfolio Manager/Credit Analyst-Total Return Bond Strategy
Job Function:  International Portfolio Manager, Mutual Fund Portfolio Manager, Equity Portfolio Manager, Fixed Income Portfolio Manager
Specialty:   International Equities
Mr. Usman Malik Senior Portfolio Manager-International Equities
Job Function:  International Portfolio Manager, Mutual Fund Portfolio Manager, Equity Portfolio Manager
Specialty:   International Equities
Mr. Junichi Nonami CMAPortfolio Manager-International Equities
Job Function:  International Portfolio Manager, Mutual Fund Portfolio Manager, Equity Portfolio Manager
Specialty:   International Equities
Ms. Katalin Osvath CFAPortfolio Manager/Analyst-International Equities
Job Function:  International Portfolio Manager, Mutual Fund Portfolio Manager, Equity Portfolio Manager
Specialty:   International Equities
Mr. Harry Polishook Portfolio Manager/Analyst-International Equities
Job Function:  International Portfolio Manager, Mutual Fund Portfolio Manager, Equity Portfolio Manager
Specialty:   International Equities
Mr. Michael Testorf CFASenior Portfolio Manager-International Equities
Job Function:  International Portfolio Manager, Mutual Fund Portfolio Manager, Equity Portfolio Manager
Specialty:   International Equities
Mr. Keith Walter CFAPortfolio Manager-Global Equities
Job Function:  International Portfolio Manager, Mutual Fund Portfolio Manager, Equity Portfolio Manager
Specialty:   International Equities
Ms. Mary G. Bowers Portfolio Manager-High Yield Strategy
Job Function:  Mutual Fund Portfolio Manager, Fixed Income Portfolio Manager
Specialty:   Fixed Income
Mr. Samuel Dedio Head of U.S. Equity
Job Function:  Mutual Fund Portfolio Manager, Equity Portfolio Manager, Research Analyst
Specialty:   Equities
Mr. Robert C. Friebel Portfolio Manager-High Yield Strategy
Job Function:  Mutual Fund Portfolio Manager, Fixed Income Portfolio Manager
Specialty:   Fixed Income
Mr. Greg Hopper Head of High Yield Strategy
Job Function:  Mutual Fund Portfolio Manager, Fixed Income Portfolio Manager
Specialty:   Fixed Income
Ms. Elena Liapkova Emerging Markets Portfolio Manager
Job Function:  Mutual Fund Portfolio Manager, Fixed Income Portfolio Manager
Specialty:   Fixed Income
Ms. Kelly Lynch Assistant Portfolio Manager/Desk Analyst - High Yield Strategy
Job Function:  Mutual Fund Portfolio Manager, Fixed Income Portfolio Manager
Specialty:   Fixed Income
Mr. Patrick Maldari CFASenior Portfolio Manager-Fixed Income
Job Function:  Mutual Fund Portfolio Manager, Fixed Income Portfolio Manager
Specialty:   Fixed Income
Mr. Donald Quigley CFAHead of Total Return Bond Strategy
Job Function:  Mutual Fund Portfolio Manager, Fixed Income Portfolio Manager
Specialty:   Fixed Income
Mr. Raffaele J. Senese Portfolio Manager-High Yield
Job Function:  Mutual Fund Portfolio Manager, Fixed Income Portfolio Manager, Research Analyst, Trader
Specialty:   Fixed Income
Mr. Michael Waggaman Portfolio Manager-Total Return Bond
Job Function:  Mutual Fund Portfolio Manager, Fixed Income Portfolio Manager, Research Analyst, Trader
Specialty:   Fixed Income
Mr. Clifford Walsh Portfolio Manager-U.S. Equity
Job Function:  Mutual Fund Portfolio Manager, Equity Portfolio Manager, Research Analyst
Specialty:   Equities
Ms. Judeann Warner Portfolio Manager-U.S. Equity
Job Function:  Mutual Fund Portfolio Manager, Equity Portfolio Manager, Research Analyst
Specialty:   Equities

Advisor Counsel Services
Investment Advisory ServicesManager of Managers, Asset Manager, Fixed Assets, Equity Assets, Alternative Assets, Fund of funds Manager
Investment Counsel ServicesMortgages; Bonds - Utility

Investment Style & Fee Schedule
Investment Style Artio Global Investors Inc. specializes in global and international equity and fixed income investments. For our Equity Strategies the style can be characterized as 'core', 'active', and 'diversified'. Our bond management style focuses on macro/top-down analysis by which we broaden the investment spectrum to compliment a core US strategy.
Research: 70% from In-house Sources, 30% from Street Sources
Minimum Account Size: Separately Managed Accounts: International Equity: $100 million; Global Equity: $50 million; Total Return Bond Strategy: $50 million; High Yield Strategy: $75 million.
Fee Schedule: Separately Managed Accounts: International Equity II & Global Equity: First $20 million: .8%; next $20 million: .6%; next $60 million: .5%; thereafter: .4%. Total Return Bond Strategy: First $100 million: .3%; next $150 million: .25%; next $750 million: .2%; thereafter: .18%. High Yield Strategy: First $50 million: .6%; next $50 million: .5%; thereafter: .4%.
GIPS performance standards, Y/N: Y
Socially Screened Investments N

Branch Offices
Address1999 Avenue of the Stars, Suite 2340, Los Angeles, CA, 90067
310 282-0200, Fax: 310 282-0213
Contact Job Title Phone Email
Mr. Melvin Lindsey, CFADirector of Institutional Investments310 282-0200
Address161 Bay Street, Suite 2600, Toronto, ON, M5J 2S1, Canada
416 862-2237, Fax: 416 862-2600
Contact Job Title Phone Email
Mr. Jeffrey HorbalDirector of Institutional Investments
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